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Appeals

Steps in appeal proceedings

Most of the rules setting out the steps in an appeal are set out in Order 52 of the Federal Court Rules. You should take some time to become familiar with these Rules.

A diagram of the steps in an appeal from a final decision of a single Judge of the Federal Court is available for download.

A diagram of the steps in an appeal from a final decision of a Federal Magistrate is also available for download.

How do you appeal?

You must complete a Form 55. On this form you are called the appellant as you are the party making the appeal.

Time limits

Appeals from final judgments must be made within 21 days of the decision. If the time to appeal has, or is about to, run out, you can apply for an extension of this period. You will need to complete a Form 54A.

What happens after the Notice of Appeal is filed?

Unless the appeal is from a judgment of a Federal Magistrate, the Registry usually makes an appointment for both parties to attend a meeting to decide what material from the original case should be provided to the Judge or Court in the appeal book. Not all documents from the original hearing may be relevant. This process is called ‘settling the appeal book index’.

If the appeal is from a judgment of a Federal Magistrate, the Registry will allocate a date for a directions hearing or final hearing of the appeal.

At least 7 days before the appointment to settle the appeal book index, if applicable, you must file and serve a draft index listing the documents which you think should be included in the appeal book.

At the meeting the Registrar will discuss the draft index with both parties and decide what materials should be included. The Registrar and the parties must try to exclude documents and parts of the transcript which are not relevant to the appeal so as to reduce the number and length of the documents to be included in the appeal book.

The appeal book must contain:

  • an index of its contents;
  • a chronological list of any exhibits (and any other documents received in evidence) that are included in the Appeal Book;
  • the pleadings of every party as amended before the conclusion of the trial, and any intermediate versions that are relevant to the grounds of appeal, cross-appeal or contention;
  • the reasons for judgment of the primary Judge or Federal Magistrate;
  • the formal order of the court from which the appeal is brought:
  • the notice of appeal, and any notice of cross-appeal or notice of contention;
  • any submitting appearances;
  • such parts of the transcript of the hearing at first instance as the parties consider it necessary for the Court to have for the determination of the appeal, but no more; and
  • any affidavits and exhibits from which the parties will ask the Court to read in the course of their submissions (complete documents should be included only where that is necessary for a proper understanding of the document).

At the meeting the Registrar will also:

  • ask the parties for an estimate of how long the appeal hearing is likely to take;
  • advise you how many copies of the appeal book must be prepared;
  • ask the parties whether any exhibits need to be made available to the Court or Judge hearing the appeal.

You must also file and serve an outline of submissions. This outline should contain a summary of the argument for each issue in the appeal and a list of cases that will be referred to in support of your case. This must usually be done no later than 5 clear working days before the start of the hearing of the appeal, although a Judge may set a different date.

The Hearing

You will be asked to argue your case first. The respondent will then be given an opportunity to reply. You will then be given a final opportunity to reply to anything raised by the respondent. You will be expected to be familiar with the contents of the appeal book and to be able to direct the Court to passages in the book that support your arguments.

If you are successful the Court may:

  • make a different decision to the one made by the Court that heard the original case; or
  • order that the case be heard again.

What if I want the Court or Judge hearing the appeal to consider evidence that was not before the original Judge or Magistrate?

Your grounds of appeal must argue that the original Judge or Federal Magistrate that heard your case made an error of law. Only in exceptional circumstances will the Court or Judge hearing an appeal allow additional evidence to be presented – this is because in most circumstances, evidence is used to prove facts, not to make arguments about the law.

Order 52 rule 36 contains the rules about how to make an application to be allowed to present further evidence. Briefly the steps are:

  • not later than 21 days before the hearing of the appeal, the party that wants to present additional evidence files:
    • an affidavit or affidavits containing the additional evidence, and
    • an affidavit containing the grounds for the application to present additional evidence;
  • not later than 21 days before the hearing of the appeal, the party that wants to present additional evidence serves 3 copies of the affidavit or affidavits containing the additional evidence on each other party;
  • not later than 14 days before the hearing of the appeal any other party that wants to present additional evidence files their affidavit or affidavits containing the additional evidence and serves 3 copies on each other party;
  • at the hearing of the appeal the party that wants to present additional evidence makes an oral application to the Judge or Court that the additional evidence be received by the Judge or Court.

What if I want to withdraw my appeal?

You can withdraw your appeal by filing a Form 29. If the appeal has not yet been heard you do not need the permission of the Court to file the Notice of Discontinuance. If the hearing has begun, or if the hearing has ended but the Court has not yet delivered its judgment, you will need the Court’s permission to file the Notice of Discontinuance.

If you discontinue the appeal you will usually be ordered to pay the other party’s legal costs.

Appeals to the High Court of Australia

There is no automatic right of appeal to the High Court from a decision of the Full Court of the Federal Court or from a decision of a single Judge who heard an appeal from a Federal Magistrate.

You may apply to the High Court for permission (called ‘special leave’) to appeal, but this is only granted in special cases. If you make an application for special leave to the High Court, a copy of the application must also be given to the Federal Court Registry in the State or Territory where the decision that you wish to appeal from was made.

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Updated August 1, 2008